Compliance and Legal Aspects for Banking and Microfinance Operations

Compliance and Legal Aspects for Banking and Microfinance Operations

Program Information

Compliance and Legal Aspects for Banking and Microfinance Operations

December 22 – 23, 2017


Programme Overview

This is a 2 day training programme designed for executives, and professionals from bank and microfinance institutions in Cambodia include branch managers, department managers, compliance officers, credit officers, saving officers etc.


There is basic pre-requisite for this training. Participants from any background or function from bank and microfinance institutions should attend this program because this programme will provide participants with all key compliance and legal implications that involve and govern banking and microfinance operations.


By the end of the training session, participants will be able to:

  • Understand general legal compliance in banking and microfinance operations
  • Comply to National Bank of Cambodia law and requirements and other relevant authority at branch level;
  • Understand basic law on civil and criminal aspect;
  • Understand legal requirements in microfinance operations (loan, saving…);
  • Report compliance matters to board of directors, CEO and NBC

Programme Outline

  • Legal Requirement of Labor Law for Banks and Microfinances
  • NBC Legal Requirement
  • Branch Operation;
  • Product & Service ;
  • Internal control & Governance;
  • Financial disclosure and Prudential rules
  • Basics of Law (Civil and Criminal)
  • Understanding the court system in Cambodia
  • Types of Complaints
  • Complaint Handling Procedure
  • Fact and supporting documents
  • Complaints to Competent authority
  • Complaints to Labor inspection
  • Complaints to Labor Arbitration Council
  • Complaints to Courts
  • Documents arrangement
  • Lawyer engagement
  • Cases Monitoring
  • Monthly reporting to competent management
  • Conclusion
  • Q & A

Programme fee: USD280 (Lunch, coffee, snacks, learning materials are included. Tax is exclusive. No tax for individual participants who pay their own fee. 15% withholding tax will be grossed up to invoice for those participants registered by their companies.)

Venue: Sunway Hotel (Phnom Penh)

Time: 8:00am – 5:00pm

Language of instruction: Khmer


Deadline of Enrollment
Please, submit your enrollment latest before December 20, 2017.

Fees, Payment and Cancellation
After enrollment notification, we will send you an invoice via email. Payment of the program fees is required to be made prior to the start of the program. Participants can request to make the payment after completion of the program within 15 days of the invoice date. We accept payments by bank wire transfer, company checks and cash.

Participants are required to notice us about their cancellation at least 7 days prior to the training and the fees will be fully refunded. Notice of cancellation less than 7 days will be fully charged. Notice of cancellation shall be notified via written email.

Phnom Penh Business School reserves the rights to change the programs, dates, fees, and trainers to ensure quality, effectiveness and standard preparation.